Loss-Event Capture Agent
Detects, captures and categorizes operational-loss events automatically.
Watches incidents, GL adjustments, customer complaints and reconciliation breaks for the signature of an operational loss, captures it, maps it to the Basel event category, and links it to the failed control. Books the event into the loss database directly from the source feeds.
Authority
Recommend for approval
Team role
Routes work to specialists
Handoffs
Named collaborators
The role
What it owns and where its authority ends
Desk
Operational Risk
Desk workflow
Risk-and-control self-assessment, then loss-event capture and categorization, then KRI monitoring, then issue and action tracking, then scenario analysis.
Collaboration
Calls several specialists in parallel
Decision boundary
An accountable reviewer commits the decision or action.
Systems and capabilities involved
Incident management
General-ledger adjustments feed
Complaints + reconciliation breaks
Loss database
Handoffs
What this role gives and receives
Capabilities offered
The handoffs name the next owner or specialist and the work that moves between them.
Receives from
External handoff
Operations & Technology (incident source)
Context
What the role needs to do the work
- Current work
- The candidate loss event and its supporting evidence.
- Prior interactions
- Prior loss events and their final categorization.
- Policies and reference
- The Basel event-type taxonomy and loss-data standards.
- Working method
- Not specified for this role.
Checks and boundaries
What must be tested or reviewed
- 01Captured events vs. an audited loss-reconciliation gold set; under-capture is a finding.
- 02Material losses above a threshold route to the accountable operational-risk owner for confirmation before booking.
- 03Immutable capture trail for internal audit and regulatory exam.
Human authority
An accountable reviewer commits the decision or action.
Keep exploring