Regulatory Change Parser
Parses incoming regulation into structured, mapped obligations.
Ingests every rule, consultation and enforcement action on publication, extracts the discrete obligations, and maps each to the policies and controls it touches. Persists an obligation register outside context and emits a change pack gated on the accountable policy owner.
Authority
Act within policy
Team role
Provides specialist analysis
Handoffs
Named collaborators
The role
What it owns and where its authority ends
Desk
Regulatory Compliance & Change Management
Desk workflow
Horizon scanning, then applicability assessment and obligation extraction, then mapping to policies and controls, owner assignment and implementation tracking, each stage re-checked by a judge or oversight agent before the accountable owner commits it.
Collaboration
Moves work through defined stages
Decision boundary
Acts only within an explicit policy, permission and escalation boundary.
Systems and capabilities involved
Regulator publication feeds
SEC/FINRA/PRA/ESMA et al.
Policy & control inventory
read/write the mapping
Legal & regulatory corpus
reference library of prior interpretations
Obligation register
structures and diffs extractions
Interpretation judge agent
re-derives the mapping as QA
Handoffs
What this role gives and receives
Capabilities offered
The handoffs name the next owner or specialist and the work that moves between them.
Handoff to
Handoff to
Context
What the role needs to do the work
- Current work
- The rule under review + the obligations extracted so far.
- Prior interactions
- How prior, similar rules were interpreted and mapped.
- Policies and reference
- The bank's policy/control inventory and the regulatory taxonomy.
- Working method
- Extraction patterns refined from judge-agent corrections.
Illustrative workflow
How the work moves
Starting point
A 240-page final rule on operational-resilience publishes.
- 01
Segment the rule; extract each discrete obligation with its effective date.
- 02
Retrieve interpretations of the related prior consultation for continuity.
- 03
Map each obligation to affected policies, controls and likely owners.
- 04
Draft a change pack with a gap assessment and citations.
Result
A change pack mapping 47 obligations to 19 controls and 6 policy owners, gaps flagged and every mapping cited to the exact rule clause.
Checks and boundaries
What must be tested or reviewed
- 01Gold-set precision/recall on obligation extraction vs. the curated label set.
- 02Citation discipline: every mapped obligation links to the exact rule clause.
- 03An independent interpretation-judge agent re-derives the mapping as QA before the accountable policy owner commits it.
- 04Drift detection on extraction quality as regulators change drafting style.
Human authority
Acts only within an explicit policy, permission and escalation boundary.
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