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Wealth agents
Customers & CapitalWealthAsset Management

Trade Implementation Agent

Implements staged trade lists with best-execution discipline.

Takes the staged trade lists, sequences and routes them for best execution, watches the fills, and reconciles back to the model. The order-path layer between a rebalance decision and a settled book.

Authority

Act within policy

Team role

Completes a defined task

Handoffs

Named collaborators

The role

What it owns and where its authority ends

Desk

Asset Management

Desk workflow

Mandate or model, then construction, then the rebalance signal, then a tax-aware trade list, then best execution and drift monitoring. Runs high-volume and rules-bound across the whole managed-account book.

Collaboration

Moves work through defined stages

Decision boundary

Acts only within an explicit policy, permission and escalation boundary.

Systems and capabilities involved

  • Order management + EMS

  • Market data + liquidity

  • Transaction-cost analysis

Handoffs

What this role gives and receives

Capabilities offered

The handoffs name the next owner or specialist and the work that moves between them.

External handoff

Markets (Execution Services) for venue access and clearing

Context

What the role needs to do the work

Current work
The trade list, working orders and fill state.
Prior interactions
Recent execution quality by venue and security.
Policies and reference
Best-execution policy, venue routing rules, market-impact heuristics.
Working method
Not specified for this role.

Checks and boundaries

What must be tested or reviewed

  1. 01TCA against arrival-price benchmark; outliers flagged to the execution-oversight agent.
  2. 02Best-execution policy enforced on routing; off-policy routes blocked.
  3. 03Orders above a notional threshold route to the accountable chief PM for a second-gate release.

Human authority

Acts only within an explicit policy, permission and escalation boundary.

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