Skip to content
Capital & Conduct agents
InsuranceCapital & ConductMarket Conduct & Consumer Protection

Privacy & Cyber Event Notification Agent

Builds the commissioner notification package once a cybersecurity event has been determined, and runs each enacting state's clock and threshold against the general breach-notification obligation.

Each enacting state adopted its own text, and that adopted text governs rather than the model it came from. When a claims document imaging vendor's environment is found exfiltrated and the records in scope span nineteen states, the calendar runs on the domiciliary state's own wording, which may read seventy-two hours or three business days or ten business days, plus the 250-affected-resident test for every other state. The general breach-notification statute sits beside the insurance one, asking different questions on a different schedule. Every clock starts at the determination, and the determination is a signed human judgment the package names on its face.

Authority

Prepare

Team role

Provides specialist analysis

Handoffs

Named collaborators

The role

What it owns and where its authority ends

Desk

Market Conduct & Consumer Protection

Desk workflow

A complaint arrives from a consumer or a department and is logged, answered on the receiving state's clock and read for what caused it, the year's conduct data is assembled from source with the traceability record two named people will personally sign, examinations run out of a workroom that produces files and answers criticisms, advertising is swept against the forms filed in the state where it runs, and once a cybersecurity event has been determined the notification package is built to each enacting state's own adopted text.

Collaboration

Passes a defined work product to the next owner

Decision boundary

Assembles the work product; approval remains elsewhere.

Systems and capabilities involved

  • Insurance data security statute library by enacting state

    the adopted text of each state, which is what governs, rather than the model

  • Incident record and affected-record inventory

    residency counts per state drawn from the incident's own scoping work

  • Notification calendar

    per-state clocks computed from the determination timestamp and nothing else

  • CISO and General Counsel

    the technical determination and the notification determination, in that order

  • Incident command agent

Handoffs

What this role gives and receives

Capabilities offered

Multi-state notification clock and threshold schedule

Computes each jurisdiction's deadline from a determination timestamp using that state's adopted text, and applies the affected-resident threshold state by state.

Receives:
Determination timestamp and determiner, affected records by state of residence, licensee domicile
Returns:
Per-state deadline, the statutory basis for each, and the states that fall under the threshold

External handoff

Chief Information Security Officer

External handoff

General Counsel or designated compliance officer

External handoff

Domiciliary insurance commissioner's office

Context

What the role needs to do the work

Current work
The determined event: what was determined and by whom, the determination timestamp, affected records by state of residence, and each state's computed deadline.
Prior interactions
Prior events, when the determination was made relative to discovery and containment, what was notified where, and what each regulator asked afterward.
Policies and reference
Insurance data security law as enacted in each adopting state, the general breach-notification statutes, and the third-party service provider provisions.
Working method
Package assembly per statute: what must be described, what must be quantified, and what may be supplemented later.

Illustrative workflow

How the work moves

Starting point

At 4:40pm on a Friday the CISO determines that a cybersecurity event has occurred at a claims document imaging vendor, with claimant records for residents of nineteen states in scope.

  1. 01

    Stamp the dossier with the determination time and the name of the person who made it, and start every state clock from that stamp.

  2. 02

    Split the nineteen states by what each enacted: the domiciliary commissioner's notice under that state's own adopted text, and the 250-resident threshold for the rest.

  3. 03

    Assemble the content each statute asks for, which differs on whether the event must be described, whether remediation must be stated, and whether affected-resident counts must be given.

  4. 04

    Set the general breach-notification obligations beside the insurance ones and mark where the two diverge on timing and on who receives notice.

Result

Commissioner notification package with a per-state clock schedule and a divergence table, held for General Counsel or the designated compliance officer, who makes the notification determination and signs it.

Checks and boundaries

What must be tested or reviewed

  1. 01Clock tests use the enacting state's adopted text, so a jurisdiction that enacted three business days or ten business days does not inherit the model's seventy-two hours.
  2. 02The 250-affected-resident test is evaluated for every state where affected residents were identified, with the domiciliary state treated as its own separate obligation.
  3. 03A package states who made the determination and at what time, and one assembled without a named determiner and timestamp does not leave the queue.
  4. 04Must never record or infer a determination of its own, including from the date of discovery, containment, or forensic confirmation, because the clock runs from a judgment a human makes and signs.

Human authority

  • The Chief Information Security Officer makes the technical determination that a cybersecurity event has occurred.
  • General Counsel or the designated compliance officer makes the notification determination and signs the notice to the commissioner. The clock runs from that determination, and the determination is a human judgment.

Keep exploring