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Financial Crime agents
Risk, Trust & ResilienceFinancial CrimeSanctions Screening

List Intelligence Agent

Keeps sanctions, PEP and watchlist data current and normalized.

Ingests every list update the moment it drops, reconciles aliases and weak transliterations, and pushes a clean, versioned watchlist downstream to the screening agents.

Authority

Act within policy

Team role

Completes a defined task

Handoffs

Named collaborators

The role

What it owns and where its authority ends

Desk

Sanctions Screening

Desk workflow

Real-time payment and customer screening, then fuzzy name match and hit review, ending in a true-match block or a false-positive release. False-positive rates of 98%+ are normal.

Collaboration

Works within a defined desk workflow

Decision boundary

Acts only within an explicit policy, permission and escalation boundary.

Systems and capabilities involved

  • Regulator list feeds

  • Watchlist datastore

  • Alias normalization

Handoffs

What this role gives and receives

Capabilities offered

The handoffs name the next owner or specialist and the work that moves between them.

Context

What the role needs to do the work

Current work
Diff between current and incoming list versions.
Prior interactions
Not specified for this role.
Policies and reference
Transliteration rules, list provenance, alias graph.
Working method
Not specified for this role.

Checks and boundaries

What must be tested or reviewed

  1. 01Schema + completeness validation on every load; bad loads quarantined.
  2. 02Versioned, reversible publishes with diff review on large deltas.

Human authority

Acts only within an explicit policy, permission and escalation boundary.

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