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Customers & CapitalWealthAlternatives & Funds Product

Fund Ops & NAV Oversight Agent

Oversees daily NAV, capital calls and distributions.

Reconciles the fund administrator's NAV against an independent recompute every day, chases the breaks, and stages capital calls and distributions for the accountable fund-ops owner's release. Halts any strike whose variance breaches tolerance and routes it to the owner; the NAV publishes on the owner's approval.

Authority

Recommend for approval

Team role

Monitors and escalates

Handoffs

Named collaborators

The role

What it owns and where its authority ends

Desk

Alternatives & Funds Product

Desk workflow

Manager and fund diligence, then product approval, then subscription, then ongoing fund ops (NAV, capital calls, distributions), then reporting. Document-heavy and reconciliation-heavy, with NAV strikes independently recomputed and released by the accountable fund-ops owner.

Collaboration

Moves work through defined stages

Decision boundary

An accountable reviewer commits the decision or action.

Systems and capabilities involved

  • Fund accounting + admin feed

  • Independent NAV recompute

  • Custody + cash positions

  • Investor servicing system

Handoffs

What this role gives and receives

Capabilities offered

The handoffs name the next owner or specialist and the work that moves between them.

External handoff

Operations (Fund Administration) for break remediation

Context

What the role needs to do the work

Current work
Today's NAV components + the prior-day baseline.
Prior interactions
Recent breaks and how they were resolved.
Policies and reference
Fund accounting rules, fee accruals, capital-call mechanics.
Working method
Not specified for this role.

Illustrative workflow

How the work moves

Starting point

Daily NAV strike for a fund-of-funds with overnight admin pricing.

  1. 01

    Independently recompute NAV from positions, accruals and fees.

  2. 02

    Reconcile against the administrator's struck NAV.

  3. 03

    Investigate a 14-bps variance to a stale underlying mark.

Result

Holds the strike on a tolerance breach, raises a pricing break with evidence, and routes the decision to the accountable fund-ops owner.

Checks and boundaries

What must be tested or reviewed

  1. 01NAV variance beyond a tolerance band halts the strike and escalates to the accountable fund-ops owner; the NAV publishes on the owner's approval.
  2. 02Capital-call / distribution amounts reconciled to entitlements and released by the accountable fund-ops owner.
  3. 03Immutable audit log of every NAV strike and break resolution.

Human authority

An accountable reviewer commits the decision or action.

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